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Quantum tunnelling and the transmission probability

A quantum particle can be transmitted through a finite barrier even when its energy is below the barrier top. For opaque rectangular barriers, transmission falls approximately exponentially with width. Mass and the gap between barrier height and particle energy set the attenuation scale. Alpha decay and scanning tunnelling microscopy involve this effect.

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What a learner can do afterwards

  • Relates rectangular-barrier transmission to width, particle mass and energy below the barrier top, with other quantities held fixed
  • Explains alpha decay as escape through a Coulomb barrier and relates transmission to half-life in a stated escape model
  • Explains how a sharp tip and gap-sensitive current give STM atomic-scale resolution, with electronic states also affecting contrast

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Recall the finite well: a stationary bound-state tail extends into U>E without escape. For transmission, a forbidden region has finite width and a classically allowed region lies beyond it, where U<E. An incident particle can have a transmitted outgoing wave there. Transmission probability T is transmitted particle flux divided by incident flux; flux measures particles crossing per unit time.

Take a static rectangular barrier of height U0 and width L, with U=0 outside, constant mass m and 0<E<U0. Define κ=√[2m(U0-E)]/ℏ; ℏ is reduced Planck's constant. For κL much greater than 1, T≈C exp(-2κL). C is a dimensionless boundary-matching factor independent of L. At fixed E, increasing width, height or mass reduces T when the other quantities stay fixed. Mass and U0-E enter κ through a square root.

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For width comparisons, use the illustrative model T(L)=exp(-aL), with fixed inverse length a>0. This sets C=1 instead of using the rectangular-barrier prefactor. Halving L takes the square root of T; doubling L squares T. If T(L)=0.0004, then T(L/2)=0.02. The size of the increase depends on aL.

Width L/22Width L0.04
Transmission (%): 2 at width L/2 and 0.04 at L, for the illustrative model. These bars compare probabilities, not barrier shapes.

An alpha particle contains two protons and two neutrons. In alpha decay, it can escape from a quasibound nuclear state: a state that can decay by emitting the particle. It tunnels through a surrounding Coulomb barrier even though its energy is below the barrier top. Alpha energy and barrier shape affect transmission. Differences in physical barrier width alone do not explain the range of nuclear half-lives.

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For small transmission, an alpha-escape model gives decay rate ≈ attempt rate × transmission per attempt. Half-life is inversely proportional to decay rate. Hold the attempt rate fixed: if transmission falls to one third, decay rate falls to one third and half-life becomes about three times as long. The bars show this rate change in relative units.

Initialrate3Reducedrate1

A scanning tunnelling microscope (STM) applies a voltage between a sharp tip and a conducting surface. Electrons tunnel across the vacuum gap. At fixed bias and local electronic states, current falls roughly exponentially as the gap widens. An atomically sharp tip can resolve atomic-scale variations. Current also depends on local electronic states, so an STM image is not a map of geometric height alone.

Elastic scattering from a time-independent potential conserves total energy E. Transmission through a barrier does not require a temporary energy loan. Inside the forbidden region, the wavefunction contains both growing and decaying exponential terms, fixed by matching at the two edges. Beyond the barrier, kinetic energy is E minus the local potential energy. Equal exterior potentials give equal incoming and outgoing kinetic energies.

Width, mass and energy shortfall affect transmission. Alpha decay involves a Coulomb barrier. STM measures gap-sensitive electron current. Static elastic tunnelling conserves total energy.

Lesson, questions and flashcards written for this dataset. OpenStax University Physics Volume 3, sections 7.4 and 7.6, and College Physics, section 31.7, were consulted for physics facts. No textbook prose is reproduced.

Readings and flashcards written for this dataset using OpenStax tunnelling and particle-in-a-box records for physics facts. No textbook prose is reproduced. Linked video: "Alpha decay", Khan Academy. The video's license is unspecified.

More to read

A controlled barrier model

Specify the potential before comparing transmission probabilities. Consider a rectangular barrier of width L and height U0, with zero potential on either side and constant particle mass m. Choose an incident energy between zero and U0. Classical passage over the barrier is unavailable, but quantum scattering can produce a transmitted outgoing wave.

Transmission probability T compares transmitted particle flux with incident flux. It is not the wavefunction amplitude itself. Inside this finite barrier, the wavefunction contains growing and decaying exponential terms. Their coefficients follow from matching the wavefunction and its derivative at both edges.

Define κ=√[2m(U0-E)]/ℏ. When κL is much greater than one, transmission has the approximate form C exp(-2κL). The factor C comes from boundary matching. Width appears directly in the exponent; mass and the energy shortfall U0-E enter through a square root.

For width changes with the other parameters fixed, the approximate model gives T(L/2)/T(L)≈exp(κL). This ratio depends on the initial attenuation. Halving the width does not necessarily double transmission or increase it by many orders of magnitude.

Escape and a measurable current

An alpha particle contains two protons and two neutrons. Emitting it changes a parent nucleus into a daughter with two fewer protons and two fewer neutrons. In the tunnelling description of alpha decay, the alpha particle escapes a quasibound state through a Coulomb barrier. Its energy can be below the barrier top.

An escape model separates two quantities: the frequency of escape attempts and the probability of transmission per attempt. For small transmission, their product estimates the decay rate. Hold the attempt rate fixed and reduce transmission: the decay rate falls, and the half-life increases. Comparisons among real nuclei also involve changes in alpha energy and barrier shape. Physical barrier width alone does not determine their half-lives.

An STM uses a voltage to drive electron tunnelling between a sharp tip and a conducting sample. The vacuum gap acts as a barrier. Under comparable electronic conditions and fixed bias, increasing the gap reduces current roughly exponentially.

This sensitivity, together with a suitable sharp tip, permits atomic-scale resolution. The current also depends on the electronic states available in the tip and sample. Interpreting an STM image therefore requires more than assigning each contrast change to surface height.

Penetration does not always mean escape

The preceding finite-well model has exterior regions that extend to infinity at potential U0. A bound-state energy lies below U0. Its wavefunction has decaying exterior tails, but its stationary probability density does not drain out of the well. Nonzero density beyond an edge is not evidence of continuing escape.

A finite-width barrier provides a different arrangement. Beyond the forbidden interval, a classically allowed region supports an outgoing transmitted wave. An incoming particle can undergo this scattering process without starting in a bound state. A beam incident on a barrier is one example.

A quasibound state, such as the state used to describe alpha escape, allows decay into an accessible exterior region. An attempt-rate model can estimate this escape, but its repeated attempts should not be treated as a record of measured classical impacts against a wall.

For elastic scattering from a static potential, total energy remains fixed. Tunnelling does not require borrowed energy. The potential may differ between the incoming and outgoing regions, so conserved total energy does not by itself guarantee equal kinetic energies. Those kinetic energies are equal when the exterior potentials are equal.

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Quantum tunnelling and the transmission probability · Science, ages 20 to 21 · LightMySky